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  1. The Investor's Clearinghouse from the Alliance for Investor Education

    The best investor education resources from 21 leading non-profit, governmental and self-regulatory associations and agencies. AIE provides investors with access ...

    investoreducation.org - 2009-04-11
  2. Investment Company & Investment Advisor Regulatory Compliance

    Securities Regulation Compliance Russell C. Weigel IIl Email 786-888-4567 5775 Blue Lagoon Drive Suite 100 Miami, Florida 33126 Russell C. Weigel, III, assists ...
    ’40 Act0
    bank broker-dealer compliance0
    CFTC compliance0
    former SEC attorney0
    investment compliance attorney0
    NASDR compliance0
    recordkeeping and disclosure0

    www.investment-compliance.com - 2009-02-13

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